Vandna Parmar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vandna Parmar was a registered financial professional .
Vandna is a previously registered financial professional and started their career in finance in 2005. Vandna had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2014 - August 8, 2018
STONECASTLE SECURITIES, LLC
April 5, 2013 - February 11, 2014
QUASAR DISTRIBUTORS, LLC
June 10, 2011 - August 10, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
April 7, 2009 - March 25, 2011
BLACKROCK FUND ADVISORS
April 6, 2009 - March 25, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
March 11, 2008 - November 13, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
September 20, 2005 - March 26, 2008
UBS FINANCIAL SERVICES INC.
June 21, 2005 - March 26, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONECASTLE SECURITIES, LLC
CRD#: 131211 / SEC#: , 8-66434
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | |
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO | 2919060 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
