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Craig D Silberberg

4170 SECURITIES
CHICAGO, IL
·CRD# 4831963·3 years experience

Professional Summary

Craig D Silberberg is a registered financial advisor currently at 4170 SECURITIES LLC located in Chicago, Illinois. Craig is registered as a RR (Registered Representative) and started their career in finance in 2024. Craig has worked at 1 firm and has passed the Series 3, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

4170 SECURITIES LLC·CRD# 326718
BD
372 West Ontario Street Suite 502, Chicago, IL 60654
February 23, 2024 - Present

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Current Firm

4S
4170 SECURITIES LLC

4170 SECURITIES LLC

CRD#: 326718 / SEC#: 8-71102
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

372 West Ontario Street Suite 502, Chicago, IL 60654

Mailing Address

372 West Ontario Street Suite 400, Chicago, IL 60654

Phone Number

(312) 912-7336

Established

Illinois since 03/08/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
4170 HOLDINGS LLCMEMBER—
SILBERBERG, CRAIG DMANAGER—
GEARHART, JEFFREY SCHIEF COMPLIANCE OFFICER2443490
WILSON, CHARLENE FAITHFINOP1935747

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Jan 2025About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2023About the SIE exam

Series 24 — General Securities Principal Examination

Passed Nov 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Craig D Silberberg's CRS (Customer Relationship Summary).

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