Maribel M. Ortiz Castro

PARLIAMENT CAPITAL MANAGEMENT

San Juan, PR 00909

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CRD#: 4831459

Professional summary

Maribel M. Ortiz Castro, who also goes by Maribel Ortiz, is a registered financial advisor currently at PARLIAMENT CAPITAL MANAGEMENT, LLC located in San Juan, .

Maribel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Maribel has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maribel Ortiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HIDRORGANICA INC., MARES CORP., NON INVESTMENT RELATED BUSINESS, CARR. 187 KM. 28.6, RIO GRANDE PR 00745; BOTH ENTITIES ARE RELATED AND ENGAGE IN THE AGRICULTURAL INDUSTRY; PARTNER SINCE JANUARY 2016; NO OTHER DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maribel M. Ortiz Castro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2019 - Present

PARLIAMENT CAPITAL MANAGEMENT, LLC

Office #1: 1511 Ponce De Leon Ave. Ciudadela- Torre 1000, Suite 6a, San Juan, PR 00909

RIA

CRD#: 194513

San Juan, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARLIAMENT CAPITAL MANAGEMENT, LLC

CRD#: 194513 / SEC#: 801-121818

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Puerto Rico

Registered Investment Advisory firm - (7/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(8/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PARLIAMENT CAPITAL MANAGEMENT, LLC

CRD#: 194513 / SEC#: 801-121818

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Puerto Rico

Registered Investment Advisory firm - (7/22/2021 Terminated)

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Contact information

Main Address

1511 Ponce De Leon Ave. Ciudadela- Torre 1000, Suite 6a, San Juan, PR 00909

Mailing Address

P.o. Box 190521, San Juan, PR 00918-9998

Phone number

(787) 200-9004

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PARLIAMENT CAPITAL MANAGEMENT, LLC FORM ADV PART 2A (THE "BROCHURE") (3/31/2025)

Regulatory assets under management

Total Number of Accounts	317
AUM (Assets Under Management)	$ 994,354,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maribel M. Ortiz Castro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maribel M. Ortiz Castro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARLIAMENT CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

PARLIAMENT CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

PARLIAMENT CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARLIAMENT CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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