Barry Craine

BLACK CARD CIRCLE

Sherman Oaks, CA 91403

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CRD#: 4831213

Professional summary

Barry Craine is a registered financial advisor currently at BLACK CARD CIRCLE located in Sherman Oaks, California.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Barry has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent; Various Insurance Companies; Investment Related: Yes; Location: 15300 VENTURA BOULEVARD, SUITE 212, SHERMAN OAKS, CA 91403; Description of the business: Life Insurance, Fixed Annuities, and Fixed Index Annuities.; Responsibilities Duties: Risk Transference, Risk Management.; Start date with business: 2020-02-19; Hours devoted to business during trading hours: 28; Hours devoted to business outside trading hours: 28; Percentage of total yearly compensation expected to be derived from the business: 30.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Craine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2020 - Present

BLACK CARD CIRCLE

Office #1: 15300 Ventura Boulevard, Suite 212, Sherman Oaks, CA 91403

RIA

CRD#: 290342

Sherman Oaks, CA

Past

October 30, 2015 - December 11, 2019

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

October 30, 2015 - December 11, 2019

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Past

March 4, 2011 - November 11, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WOODLAND HILLS, CA

Past

March 4, 2011 - November 11, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WOODLAND HILLS, CA

Past

November 20, 2006 - March 7, 2011

CAMERON, MURPHY & SPANGLER, INC.

RIA

CRD#: 6864

PASADENA, CA

Past

November 20, 2006 - March 7, 2011

CAMERON, MURPHY & SPANGLER, INC.

CRD#: 6864

PASADENA, CA

Past

January 31, 2005 - November 14, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LOS ANGELES, CA

Past

November 15, 2004 - November 14, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2004

General Securities Representative Examination

Current Firm

BLACK CARD CIRCLE

BLACK CARD CIRCLE | YANG, LOTAY | RETIREMENT USA | BLACK CARD CIRCLE, LLC

CRD#: 290342 / SEC#:

California

Registered Investment Advisory firm - (1/8/2018 Approved)

Nevada

Registered Investment Advisory firm - (5/11/2021 Approved)

Texas

Registered Investment Advisory firm - (3/24/2023 Conditional Restricted)

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Contact information

Main Address

Las Vegas, NV

Mailing Address

455 E. Pebble Rd. Unit #230345, Las Vegas, NV 89123

Phone number

(818) 585-1295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 83,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barry Craine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Craine's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

WADDELL & REED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CAMERON, MURPHY & SPANGLER, INC.

CAMERON, MURPHY & SPANGLER, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/12/2004

Current Firm

BLACK CARD CIRCLE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK CARD CIRCLE

TRUST BUT VERIFY

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