Bruce W. Anesi
GATEWAY WEALTH PARTNERS
North Haven, CT 06473
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CRD#: 4831144
Professional summary
Bruce William Anesi, CFP®, who also goes by Bruce Anesi, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in North Haven, Connecticut and LPL FINANCIAL LLC located in North Haven, Connecticut.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Bruce has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Small Business Planning
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Income Management
Investment Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Bruce Anesi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/26/2012: LPL FINANCIAL LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 160 Hours/Month, 160 During securities trading hours - Provide brokerage services to clients. 2. 2/5/2019 - Open Road Wealth Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/22/2018 - 170 Hours Per Month/170 Hours During Securities Trading. 3. 09/06/2024 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/29/2024 - 120 Hours per Month/ 40 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Bruce William Anesi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
October 22, 2024 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 110 Washington Avenue, North Haven, CT 06473RIA
CRD#: 322789
North Haven, CT
Current
October 14, 2011 - Present
LPL FINANCIAL LLC
Office #1: 110 Washington Ave 4th Fl, North Haven, CT 06473RIA
BD
CRD#: 6413
North Haven, CT
Past
October 14, 2011 - October 21, 2024
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
North Haven, CT
Past
September 9, 2010 - October 13, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CHESTER, CT
Past
September 9, 2010 - October 13, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHESTER, CT
Past
February 16, 2005 - September 21, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
GUILFORD, CT
Past
August 4, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
GUILFORD, CT
Past
August 4, 2004 - September 21, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
GUILFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/16/2019)
RR
Connecticut(10/14/2011)
IAR
Connecticut(10/22/2024)
RR
Florida(3/12/2015)
RR
Massachusetts(10/2/2014)
RR
New York(10/14/2011)
RR
North Carolina(12/5/2011)
RR
Rhode Island(10/19/2020)
RR
Tennessee(10/10/2023)
RR
Virginia(1/25/2017)
RR
Washington(6/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789North Haven, CT 06473TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
