Patrick Warren
Professional Summary
Patrick Warren, who also goes by Patrick Webster Warren, was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 2004 - 2025. Patrick had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Webster Warren
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.
Contact Information
Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094Phone Number
(310) 846-5004Established
California since 12/06/2001Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2023About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Dec 2012About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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