Patrick Warren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Warren, who also goes by Patrick Webster Warren, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2004. Patrick had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2024 - August 12, 2025
GT SECURITIES, INC.
October 12, 2023 - April 11, 2024
CORPORATE FINANCE SECURITIES, INC.
March 21, 2020 - August 7, 2020
SKYWAY CAPITAL MARKETS, LLC
June 28, 2019 - March 4, 2020
CORPORATE FINANCE SECURITIES, INC.
September 18, 2017 - February 2, 2018
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
December 5, 2016 - March 3, 2017
FIFTH THIRD SECURITIES, INC.
January 2, 2013 - July 7, 2016
BB&T SECURITIES, LLC
December 3, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
September 21, 2004 - December 13, 2006
EWING BEMISS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/11/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
