Michael B. Smith
Professional summary
Michael Brady Smith MR, who also goes by Michael Brady Smith, Michael Smith, is a registered financial advisor currently at FOCUS ADVISORY, LLC located in Everett, Washington.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Brady Smith MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2008 - Present
FOCUS ADVISORY, LLC
October 15, 2004 - May 29, 2008
UBS FINANCIAL SERVICES INC.
September 29, 2004 - May 29, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/30/2008)
Exams
Current Firm
FOCUS ADVISORY, LLC
CRD#: 146899 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 32,600,000 |
Red Flags
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