Jerry J. Aversano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Joseph Aversano was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 2004. Jerry had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - November 3, 2022
FRANKLIN DISTRIBUTORS, LLC
November 4, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
October 10, 2011 - January 17, 2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 11, 2010 - February 16, 2011
J.P. MORGAN SECURITIES LLC
March 18, 2008 - June 1, 2010
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
June 7, 2005 - March 6, 2008
KAUFMAN BROS., L.P.
July 16, 2004 - August 27, 2004
LABRANCHE & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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