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Christian M. Oconnor

ENVESTNET PMC
Austin, TX
Some features on this profile are disabled
CRD#: 4830482
CO
Christian M OconnorENVESTNET PMC

Professional summary

Christian M Oconnor, who also goes by Christian M O Connor Mr., Christian M O Connor, Christian M O'connor, Christian O'connor, Christian M Oconnor, Christian Oconnor, is a registered financial advisor currently at ENVESTNET PMC located in Austin, Texas.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christian has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Christian M O Connor Mr. | Christian M O Connor | Christian M O'connor | Christian O'connor | Christian M Oconnor | Christian Oconnor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian M Oconnor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2026 - Present

ENVESTNET PMC

RIA
CRD#: 111694
Austin, TX
Past

February 8, 2023 - October 22, 2025

ASSETMARK, INC.

RIA
CRD#: 109018
Austin, TX
Past

February 8, 2023 - October 22, 2025

ASSETMARK BROKERAGE, LLC

BD
CRD#: 169804
CONCORD, CA
Past

August 16, 2021 - January 4, 2023

HORIZON INVESTMENTS LLC

RIA
CRD#: 109552
CHARLOTTE, NC
Past

August 16, 2021 - January 9, 2023

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

August 27, 2018 - June 9, 2021

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

January 22, 2018 - March 16, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

December 8, 2017 - June 11, 2021

SYMMETRY PARTNERS

RIA
CRD#: 120982
Austin, TX
Past

April 18, 2016 - December 7, 2017

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
AUSTIN, TX
Past

June 27, 2012 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
AUSTIN, TX
Past

June 13, 2012 - December 7, 2017

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

November 11, 2008 - May 25, 2012

OSAIC WEALTH, INC.

RIA
CRD#: 23131
NEW YORK, NY
Past

February 16, 2007 - May 25, 2012

OSAIC WEALTH, INC.

BD
CRD#: 23131
NEW YORK, NY
Past

June 29, 2006 - January 29, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
SHORT HILLS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ENVESTNET PMC
ENVESTNET ADVISORY CORP. | QRG | ENVESTNETPMC, INC. | ENVESTNET | PMC | ENVESTNET | PLACEMARK | ENVESTNET PMC | ENVESTNET PLACEMARK | ENVESTNET CAPITAL MANAGEMENT | ENVESTNET ASSET MANAGEMENT, INC.

CRD#: 111694 / SEC#: 801-57260

RIA
Registered Investment Advisory firm - (2/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(7/10/2026)
IAR
Texas
(7/7/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/2/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/23/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/13/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/2006
General Securities Representative Examination

Current Firm

EP
ENVESTNET PMC
ENVESTNET ADVISORY CORP. | QRG | ENVESTNETPMC, INC. | ENVESTNET | PMC | ENVESTNET | PLACEMARK | ENVESTNET PMC | ENVESTNET PLACEMARK | ENVESTNET CAPITAL MANAGEMENT | ENVESTNET ASSET MANAGEMENT, INC.

CRD#: 111694 / SEC#: 801-57260

RIA
Registered Investment Advisory firm - (2/10/2000 Approved)
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Contact information

Main Address
222 N. Lasalle St., Suite 625, Chicago, IL 60601
Mailing Address
1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312
Phone number
(312) 827-2800
Established
Firm type
Fiscal year end
# of Employees
394

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENVESTNET ASSET MANAGEMENT ADV PART 2A (11/19/2025)
ENVESTNET ASSET MANAGEMENT ADV PART 2 APPENDIX 1 (11/19/2025)
ENVESTNET PRIVACY POLICY (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,021,610
AUM (Assets Under Management)$ 532,197,263,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENVESTNET PMC

CRD#: 111694Austin, TX

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