Jason S. Hulin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Shawn Hulin, who also goes by Jason Hulin, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2004. Jason had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2021 - September 29, 2023
CU INVESTMENT SOLUTIONS LLC
July 8, 2008 - July 18, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 8, 2008 - April 20, 2021
TD AMERITRADE, INC.
February 14, 2008 - April 20, 2021
TD AMERITRADE, INC.
February 23, 2007 - January 31, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
October 20, 2005 - February 13, 2007
FIDELITY BROKERAGE SERVICES LLC
August 24, 2004 - May 17, 2005
KERSHNER TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/20/2004
Limited Representative-Equity Trader ExamCurrent Firm
CU INVESTMENT SOLUTIONS LLC
CRD#: 43753 / SEC#: , 8-50400
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLOYA CORPORATE FCU | OWNER | |
| CATALYST FEDERAL CREDIT UNION | OWNER | |
| CORPORATE AMERICA CREDIT UNION | OWNER | |
| MILLENNIUM CORPORATE CREDIT UNION | OWNER | |
| TRICORP FEDERAL CREDIT UNION | OWNER | |
| VOLUNTEER CORPORATE CREDIT UNION | OWNER | |
| BECKER, JOSHUA DAMON | CHIEF OPERATING OFFICER | 5784666 |
| JACKSON, MATTHEW DAVID | CEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 3251494 |
| THOMAS, BRADFORD LOWELL | CHIEF FINANCIAL OFFICER | 6180244 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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