Merrill A. Waits
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merrill A. Waits, who also goes by Merrill Andrew Waits, was a registered financial professional .
Merrill is a previously registered financial professional and started their career in finance in 2004. Merrill had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2010 - April 1, 2013
BURCH & COMPANY, INC
February 4, 2010 - June 11, 2010
BURCH & COMPANY, INC
October 24, 2007 - February 7, 2008
EQUITABLE ADVISORS, LLC
October 18, 2007 - February 7, 2008
EQUITABLE ADVISORS, LLC
September 28, 2004 - November 18, 2005
ALLIANCEBERNSTEIN L.P.
August 24, 2004 - November 18, 2005
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
