Peter J. Ramsey

CAPSOUTH WEALTH MANAGEMENT

Dothan, AL 36301

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CRD#: 4829977

Professional summary

Peter Joseph Ramsey, who also goes by Peter Joseph Ramsey, Peter Ramsey, is a registered financial advisor currently at CAPSOUTH WEALTH MANAGEMENT located in Dothan, Alabama.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Peter has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Joseph Ramsey | Peter Ramsey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Ramsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2021 - Present

CAPSOUTH WEALTH MANAGEMENT

Office #1: 2216 W. Main Street, Dothan, AL 36301

RIA

CRD#: 132517

Dothan, AL

Past

December 21, 2020 - October 26, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DOTHAN, AL

Past

December 21, 2020 - October 26, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DOTHAN, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSOUTH WEALTH MANAGEMENT

CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA

Registered Investment Advisory firm - (9/10/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(11/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/27/2020

Securities Industry Essentials Examination

Current Firm

CAPSOUTH WEALTH MANAGEMENT

CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA

Registered Investment Advisory firm - (9/10/2004 Approved)

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Contact information

Main Address

2216 W. Main Street, Dothan, AL 36301

Mailing Address

Phone number

(334) 673-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSOUTH PARTNERS, INC. DISCLOSURE BROCHURE PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 884,373,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Ramsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Ramsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSOUTH WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CAPSOUTH WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2020

Series 7TO

Date: 10/28/2020

SIE

Date: 2/27/2020

Current Firm

CAPSOUTH WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSOUTH WEALTH MANAGEMENT

TRUST BUT VERIFY

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