TG
Taylor W. Garrett
ORCHARD SECURITIES
Pleasant Grove, UT 84062
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CRD#: 4829547
TG
Professional summary
Taylor Weston Garrett is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah and ROCKDALE SECURITIES, LLC located in Bountiful, Utah.
Taylor is registered as a RR (Registered Representative) and started their career in finance in 2005. Taylor has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Taylor Weston Garrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2007 - Present
ORCHARD SECURITIES, LLC
Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062Office #2: 365 Garden Grove Lane, Suite 100 Suite 100, Pleasant Grove, UT 84062BD
CRD#: 133378
Pleasant Grove, UT
Current
August 7, 2024 - Present
ROCKDALE SECURITIES, LLC
Office #1: 270 South Main Street Suite 112-f, Bountiful, UT 84010BD
CRD#: 169798
BOUNTIFUL, UT
Past
November 24, 2005 - June 18, 2007
OMNI BROKERAGE, INC.
BD
CRD#: 16878
SALT LAKE CITY, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/11/2012)
RR
Arizona(7/16/2012)
RR
Arkansas(9/13/2012)
RR
California(12/12/2011)
RR
Colorado(9/13/2012)
RR
Connecticut(12/12/2011)
RR
Delaware(9/13/2012)
RR
District of Columbia(1/5/2012)
RR
Florida(7/16/2012)
RR
Georgia(7/16/2012)
RR
Hawaii(4/11/2012)
RR
Idaho(1/5/2012)
RR
Illinois(9/13/2012)
RR
Indiana(9/13/2012)
RR
Iowa(9/13/2012)
RR
Kansas(9/13/2012)
RR
Kentucky(9/13/2012)
RR
Louisiana(4/11/2012)
RR
Maine(9/13/2012)
RR
Maryland(9/13/2012)
RR
Massachusetts(1/5/2012)
RR
Michigan(4/11/2012)
RR
Minnesota(9/13/2012)
RR
Mississippi(9/13/2012)
RR
Missouri(9/13/2012)
RR
Nebraska(4/11/2012)
RR
Nevada(9/13/2012)
RR
New Jersey(7/16/2012)
RR
New Mexico(9/13/2012)
RR
New York(1/5/2012)
RR
North Carolina(9/13/2012)
RR
Ohio(12/12/2011)
RR
Oklahoma(7/16/2012)
RR
Oregon(7/16/2012)
RR
Pennsylvania(7/16/2012)
RR
Puerto Rico(5/23/2014)
RR
South Carolina(4/11/2012)
RR
Tennessee(8/13/2019)
RR
Texas(9/13/2012)
RR
Utah(6/22/2007)
RR
Virginia(9/13/2012)
RR
Washington(9/13/2012)
RR
West Virginia(4/11/2012)
RR
Wisconsin(9/13/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RS
ROCKDALE SECURITIES, LLC
ROCKDALE SECURITIES, LLC | SPENCER PIERCE SECURITIES, LLC
CRD#: 169798 / SEC#: , 8-69392
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
270 South Main Street Suite 112-f, Bountiful, UT 84010
Mailing Address
270 South Main Street Suite 112-f, Bountiful, UT 84010
Phone number
(215) 816-2800
Established
Delaware since 07/29/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DARK ROOM PARTNERS, LLC | OWNER | |
| FULHAM INVESTMENT PARTNERS, LLC | OWNER | |
| GOAL PARTNERS, LLC | OWNER | |
| BRICKS PARTNERS, LLC | OWNER | |
| CLD PARTNERS, LLC | OWNER | |
| BADALAMENTI, CHARLES RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 2065038 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKDALE SECURITIES, LLC
CRD#: 169798Pleasant Grove, UT 84062TRUST BUT VERIFY
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