Marc C. Mahon
Professional summary
Marc Carl Mahon is a registered financial professional currently at PARNASSUS FUNDS DISTRIBUTOR, LLC located in San Francisco, California.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2006. Marc has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Carl Mahon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2008 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 1 Market Street Suite 1600, San Francisco, CA 94105October 24, 2006 - September 19, 2007
PARNASSUS FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PARNASSUS FUNDS DISTRIBUTOR, LLC
CRD#: 15883 / SEC#: , 8-32878
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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