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Debra L. Noble

BLACKDIAMOND WEALTH MANAGEMENT
New York, NY 10001
Some features on this profile are disabled
CRD#: 4829177
DN

Professional summary

Debra Leigh Noble, CFP® is a registered financial advisor currently at BLACKDIAMOND WEALTH MANAGEMENT, LLC located in New York, New York.

Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Debra has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Leigh Noble's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

June 29, 2021 - Present

BLACKDIAMOND WEALTH MANAGEMENT, LLC

Office #1: 31 Hudson Yards Floor 10, Suite 55, New York, NY 10001
RIA
CRD#: 291459
New York, NY
Past

December 10, 2015 - March 17, 2020

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WEEHAWKEN, NJ
Past

December 9, 2015 - March 17, 2020

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

August 18, 2010 - December 11, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NEW YORK, NY
Past

April 6, 2010 - May 14, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
NEW YORK, NY
Past

October 1, 2008 - October 7, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

January 23, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

August 19, 2004 - November 24, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BLACKDIAMOND WEALTH MANAGEMENT, LLC
BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT

CRD#: 291459 / SEC#: 801-112524

RIA
Registered Investment Advisory firm - (2/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(6/29/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/17/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2004
General Securities Representative Examination

Current Firm

BW
BLACKDIAMOND WEALTH MANAGEMENT, LLC
BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT

CRD#: 291459 / SEC#: 801-112524

RIA
Registered Investment Advisory firm - (2/26/2018 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
31 Hudson Yards Floor 10, Suite 55, New York, NY 10001
Mailing Address
Phone number
(212) 784-6999
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV2A, 2B AND PRIVACY POLICY (8/4/2025)

Regulatory assets under management

Total Number of Accounts1,100
AUM (Assets Under Management)$ 322,441,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLACKDIAMOND WEALTH MANAGEMENT, LLC

CRD#: 291459New York, NY 10001

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