Debra L. Noble
Professional summary
Debra Leigh Noble, CFP® is a registered financial advisor currently at BLACKDIAMOND WEALTH MANAGEMENT, LLC located in New York, New York.
Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Debra has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Debra Leigh Noble's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
June 29, 2021 - Present
BLACKDIAMOND WEALTH MANAGEMENT, LLC
Office #1: 31 Hudson Yards Floor 10, Suite 55, New York, NY 10001December 10, 2015 - March 17, 2020
UBS FINANCIAL SERVICES INC.
December 9, 2015 - March 17, 2020
UBS FINANCIAL SERVICES INC.
August 18, 2010 - December 11, 2015
MML INVESTORS SERVICES, LLC
April 6, 2010 - May 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 1, 2008 - October 7, 2008
J.P. MORGAN SECURITIES LLC
January 23, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
August 19, 2004 - November 24, 2006
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BLACKDIAMOND WEALTH MANAGEMENT, LLC
CRD#: 291459 / SEC#: 801-112524
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2021)
Exams
Current Firm
BLACKDIAMOND WEALTH MANAGEMENT, LLC
CRD#: 291459 / SEC#: 801-112524
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 322,441,500 |
Red Flags
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