Ray P. Hebert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ray Paul Hebert JR., CFP®, who also goes by Ray Hebert Jr, Ray Hebert, was a registered financial professional .
Ray is a previously registered financial professional and started their career in finance in 2004. Ray had worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2022 - May 16, 2022
PORTSMOUTH FINANCIAL SERVICES
January 22, 2014 - July 25, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
January 17, 2014 - July 25, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
February 24, 2006 - January 27, 2014
MSI FINANCIAL SERVICES, INC.
August 31, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 31, 2004 - January 27, 2014
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PORTSMOUTH FINANCIAL SERVICES
CRD#: 13980 / SEC#: , 8-30097
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 3,671,748 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
