Jeffery D. Nauta

HENRICKSON NAUTA WEALTH ADVISORS

BELMONT, MI 49306

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CRD#: 4828935

Professional summary

Jeffery Dean Nauta, CFP® is a registered financial advisor currently at HENRICKSON NAUTA WEALTH ADVISORS, INC. located in Belmont, Michigan.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffery has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-HENRICKSON NAUTA WEALTH ADVISORS INC.; INVESTMENT RELATED; 6290 JUPITER AVE. SUITE B. BELMONT, MI 49306; DBA OPERATING UNDER TRIAD; REGISTERED REP.; 1/2010; 80 HRS/MONTH; 3.5 HRS/DAY; COMPENSATION-COMMISSIONS; REGISTERED REP OF TRIAD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Dean Nauta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 20, 2009 - Present

HENRICKSON NAUTA WEALTH ADVISORS, INC.

Office #1: 2325 Belmont Center Dr. Ne Suite A, Belmont, MI 49306

RIA

CRD#: 141201

BELMONT, MI

Past

January 30, 2007 - July 25, 2008

HENRICKSON NAUTA WEALTH ADVISORS, INC.

RIA

CRD#: 141201

BELMONT, MI

Past

August 11, 2006 - July 6, 2018

TRIAD ADVISORS LLC

CRD#: 25803

BELMONT, MI

Past

October 18, 2005 - August 14, 2006

OSAIC FA, INC.

RIA

CRD#: 3978

GRAND RAPIDS, MI

Past

October 18, 2005 - April 1, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 18, 2005 - August 14, 2006

OSAIC FA, INC.

CRD#: 3978

GRAND RAPIDS, MI

Past

April 1, 2005 - October 3, 2005

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

OVERLAND PARK, KS

Past

August 4, 2004 - October 3, 2005

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENRICKSON NAUTA WEALTH ADVISORS, INC.

CHARGE CAPITAL GROUP | VISION CAPITAL PARTNERS, INC. | HN WEALTH ADVISORS | HENRICKSON NAUTA WEALTH ADVISORS, INC. | HENRICKSON NAUTA WEALTH ADVISORS

CRD#: 141201 / SEC#: 801-69451

RIA

Registered Investment Advisory firm - (7/31/2008 Approved)

California

Registered Investment Advisory firm - (8/12/2008 Terminated)

Georgia

Registered Investment Advisory firm - (8/12/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/25/2012)

IAR

Michigan
(11/20/2009)

IAR

Texas
(5/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2006

General Securities Principal Examination

Current Firm

HENRICKSON NAUTA WEALTH ADVISORS, INC.

CHARGE CAPITAL GROUP | VISION CAPITAL PARTNERS, INC. | HN WEALTH ADVISORS | HENRICKSON NAUTA WEALTH ADVISORS, INC. | HENRICKSON NAUTA WEALTH ADVISORS

CRD#: 141201 / SEC#: 801-69451

RIA

Registered Investment Advisory firm - (7/31/2008 Approved)

California

Registered Investment Advisory firm - (8/12/2008 Terminated)

Georgia

Registered Investment Advisory firm - (8/12/2008 Terminated)

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Contact information

Main Address

2325 Belmont Center Dr. Ne Suite A, Belmont, MI 49306

Mailing Address

Phone number

(616) 361-9308

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HN WEALTH ADVISORS, LLC FORM ADV PART 2A DISCLOSURE BROCHURE AND PART 2B BROCHURE SUPPLEMENT (9/15/2025)

Regulatory assets under management

Total Number of Accounts	1,912
AUM (Assets Under Management)	$ 805,385,600

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
01/20/2025	Cover Page	Report
10/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jeffery D. Nauta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Dean Nauta's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENRICKSON NAUTA WEALTH ADVISORS, INC.

TRIAD ADVISORS LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HENRICKSON NAUTA WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2004

SIE

Date: 7/6/2018

Series 7

Date: 8/3/2004

Series 24

Date: 9/1/2006

Current Firm

HENRICKSON NAUTA WEALTH ADVISORS, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HENRICKSON NAUTA WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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