Matthew D. Sher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Douglas Sher, CFP® was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2015 - December 22, 2015
SALTBOX II, LLC
March 29, 2010 - October 28, 2024
PATHSTONE
October 16, 2008 - October 20, 2009
BMO HARRIS FINANCIAL ADVISORS, INC.
March 2, 2007 - March 22, 2010
BMO FAMILY OFFICE, LLC
August 16, 2005 - October 2, 2006
PURSHE KAPLAN STERLING INVESTMENTS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SALTBOX II, LLC
CRD#: 281826 / SEC#: 801-106908
Contact information
Red Flags
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