Brian R. Gorski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Robert Gorski was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2004. Brian had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2013 - August 4, 2020
P & M CORPORATE FINANCE, LLC
November 22, 2010 - January 3, 2013
MSC - BD, LLC
July 17, 2007 - November 17, 2010
HS & CO., INC.
November 22, 2004 - May 15, 2007
DONNELLY PENMAN & PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P & M CORPORATE FINANCE, LLC
CRD#: 129624 / SEC#: , 8-66239
Contact information
FINRA licenses (47 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PMCF HOLDING COMPANY, LLC | OWNER | |
| BARBER, PAMELA JOY | CFO | 5489840 |
| BARBER, PAMELA JOY | PFO, POO, FINOP | 5489840 |
| HART, JOHN DANIEL | MANAGING DIRECTOR, TREASURER AND SECRETARY, BOARD MEMBER | 4967611 |
| JAMISON, MATTHEW GORDON | MANAGING DIRECTOR, BOARD MEMBER, PRESIDENT | 4644597 |
| LESSER, JOHN JAMES | BOARD MEMBER | 4454195 |
| MD HOLDCO, LLC | MANAGING MEMBER | |
| P & M HOLDING GROUP, LLP | PARENT MEMBER | |
| WAGNER, JOSEPH DONALD | MANAGING DIRECTOR, BOARD MEMBER | 4749753 |
| WISNIEWSKI, CAROLINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1463513 |
Red Flags
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