Todd M. Dematteo

YOSEMITE EXECUTION PARTNERS

Lafayette, CA 94549

Some features on this profile are disabled

CRD#: 4828546

Professional summary

Todd Matthews Dematteo, who also goes by Todd Mathews De Matteo, is a registered financial professional currently at YOSEMITE EXECUTION PARTNERS INC. located in Lafayette, California.

Todd is registered as a RR (Registered Representative) and started their career in finance in 2005. Todd has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Todd Mathews De Matteo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Todd Matthews Dematteo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2019 - Present

YOSEMITE EXECUTION PARTNERS INC.

Office #1: 409 Read Dr., Lafayette, CA 94549

CRD#: 165587

Lafayette, CA

Past

January 4, 2017 - April 16, 2019

BANKERS CAPITAL INTERNATIONAL

CRD#: 166846

NEW YORK, NY

Past

April 1, 2016 - January 31, 2017

MONARCH CAPITAL GROUP, LLC

CRD#: 47815

NEW YORK, NY

Past

July 10, 2015 - April 18, 2016

HALEN CAPITAL

CRD#: 135966

New York, NY

Past

October 30, 2006 - June 30, 2015

DOMINICK & DICKERMAN LLC

CRD#: 7344

NEW YORK, NY

Past

April 25, 2005 - November 27, 2006

WESTMINSTER SECURITIES CORPORATION

CRD#: 6105

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/25/2019)

Connecticut
(6/5/2024)

Illinois
(6/5/2024)

New Jersey
(6/5/2024)

New York
(4/25/2019)

Exams

State Security Law Exam

Series 63

Date: 5/20/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/24/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

YOSEMITE EXECUTION PARTNERS INC.

SEEDCHANGE EXECUTION SERVICES INC. | YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587 / SEC#: , 8-69173

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

409 Read Dr., Lafayette, CA 94549

Mailing Address

409 Read Dr., Lafayette, CA 94549

Phone number

(415) 264-1003

Established

Delaware since 05/08/2012

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SEEDCHANGE INC.	100% OWNER
BELHUMEUR, WILLIAM DANIEL	PRESIDENT & CEO / CCO	4544803
POSTREL, HELENE BERSON	FINOP	2240945
SMITH, KEVIN DUANE	CHIEF OPERATING OFFICER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Todd M. Dematteo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Todd Matthews Dematteo's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS CAPITAL INTERNATIONAL

MONARCH CAPITAL GROUP, LLC

HALEN CAPITAL

DOMINICK & DICKERMAN LLC

WESTMINSTER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 5/20/2005

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2005

Series 24

Date: 10/24/2012

FINRA

Current Firm

YOSEMITE EXECUTION PARTNERS INC.

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

YOSEMITE EXECUTION PARTNERS INC.

TRUST BUT VERIFY

Similar Advisors