Will T. Rogers

ROGERS CAPITAL ADVISORS

Horseshoe Bay, TX

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CRD#: 4828456

Professional summary

Will Travis Rogers is a registered financial advisor currently at ROGERS CAPITAL ADVISORS, LLC located in Horseshoe Bay, Texas.

Will is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Will has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 7/18/2013: NON-VARIABLE INSURANCE - ROGERS CAPITAL - LICENSE TO SELL INSURANCE. - TIME SPENT 1% - SAN ANTONIO, TX. (2) 08/22/2013 - DBA ONLY - ROGERS CAPITAL - SAN ANTONIO, TX (3) 03/2016- PREFERRED ONE TRANSPORT-SAN ANTONIO, TX TRUCKING COMPANY; SPENDS LESS THAN 1% OF TIME, NOT INVESTMENT RELATED (4) ROGERS CAPITAL HOLDING I, LLC, FAMILY HOLDINGS COMPANY, SAN ANTONIO, TX, SPENDS LESS THAN 1% OF TIME (5) RAIDER MOBILE MIX LLC-SAN ANTONIO, TX, CONCRETE COMPANY, NOT INVESTMENT RELATED, SPENDS LESS THAN 25% OF TIME (6) RMM TEXAS I LLC, SAN ANTONIO, TX, CONCRETE COMPANY, NOT INVESTMENT RELATED, SPENDS LESS THAN 1% OF TIME (7) BLUE WATER RESOURCES LLC-SAN ANTONIO, TX, LOCK MANUFACTURING COMPANY, NOT INVESTMENT RELATED, SPENDS LESS THAN 25% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Will Travis Rogers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2015 - Present

ROGERS CAPITAL ADVISORS, LLC

RIA

CRD#: 175500

Horseshoe Bay, TX

Past

February 17, 2011 - June 22, 2015

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

SAN ANTONIO, TX

Past

July 22, 2010 - March 30, 2012

ONE ADVOCATE GROUP

RIA

CRD#: 115287

SAN ANTONIO, TX

Past

June 7, 2010 - May 28, 2015

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

June 2, 2010 - April 26, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

May 7, 2007 - April 28, 2009

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

RIA

CRD#: 109509

FORT WORTH, TX

Past

May 7, 2007 - April 28, 2009

WESTERN STRATEGIC ASSETS, L.L.C.

CRD#: 118757

FORT WORTH, TX

Past

September 22, 2004 - April 20, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

HOUSTON, TX

Past

September 10, 2004 - April 20, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/19/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2004

General Securities Representative Examination

Current Firm

ROGERS CAPITAL ADVISORS, LLC

CRD#: 175500 / SEC#:

Texas

Registered Investment Advisory firm - (4/24/2015 Approved)

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Contact information

Main Address

Horseshoe Bay, TX

Mailing Address

307 Enclave Circle, Horseshoe Bay, TX 78657

Phone number

(713) 824-5858

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 3,623,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Will T. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Will Travis Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

ONE ADVOCATE GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

WESTERN STRATEGIC ASSETS, L.L.C.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2004

SIE

Date: 5/28/2015

Series 7

Date: 9/9/2004

Current Firm

ROGERS CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROGERS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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