Martha Sarah Kern
CFP®Professional Summary
Martha Sarah Kern, CFP®, who also goes by Martha Sarah Rutkowski, Martha S Rutkowski, is a registered financial advisor currently at PLAN FIRST WEALTH LLC located in Gainesville, Florida. Martha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Martha has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Martha Sarah Rutkowski, Martha S Rutkowski
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
PLAN FIRST WEALTH LLC | TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC
Contact Information
Main Address
Greenwich, CTMailing Address
228 Park Ave S #51430, New York, NY 10003Phone Number
(646) 201-4865# of Employees
3SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
204AUM (Assets Under Management)
$140,315,313Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PLAN FIRST WEALTH LLC | TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC
State Registrations and Notice Filings
(5/23/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2004About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Martha Sarah Kern's CRS (Customer Relationship Summary).
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