Brendan J. Noonan

FORESIDE FUND SERVICES

Westport, CT 06880

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CRD#: 4828215

Professional summary

Brendan James Noonan, who also goes by Brendan James Noonan Mr., Brendan Noonan, Brendan James Noonan, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Westport, Connecticut.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 2004. Brendan has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brendan James Noonan Mr. | Brendan Noonan | Brendan James Noonan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan James Noonan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 13 Riverside Avenue, Westport, CT 06880

CRD#: 46106

Westport, CT

Past

April 3, 2024 - August 4, 2025

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538

WEST DES MOINES, IA

Past

March 3, 2022 - March 8, 2023

VAN ECK SECURITIES CORPORATION

CRD#: 2269

NEW YORK, NY

Past

December 6, 2007 - October 7, 2020

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 6, 2007 - October 7, 2020

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

July 29, 2005 - November 27, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

STAMFORD, CT

Past

July 29, 2005 - November 27, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

STAMFORD, CT

Past

October 4, 2004 - July 19, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NEW HAVEN, CT

Past

August 27, 2004 - July 19, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/30/2025)

Maine
(10/30/2025)

Massachusetts
(10/30/2025)

New Hampshire
(10/30/2025)

Rhode Island
(10/30/2025)

Vermont
(10/30/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/5/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/26/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brendan J. Noonan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan James Noonan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAMMONS FINANCIAL NETWORK, LLC

VAN ECK SECURITIES CORPORATION

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2004

SIE

Date: 10/1/2018

Series 31

Date: 11/5/2004

Series 7

Date: 8/26/2004

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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