Jay T. Kealey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Thomas Kealey was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2006. Jay had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2010 - December 10, 2012
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC
May 11, 2006 - December 19, 2008
FIRST CITIZENS CAPITAL SECURITIES, LLC
January 1, 2006 - January 18, 2006
DELAFIELD HAMBRECHT, INC.
Primary Firm SEC Registration
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC
CRD#: 104749 / SEC#: 801-12784
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC
CRD#: 104749 / SEC#: 801-12784
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 805 |
| AUM (Assets Under Management) | $ 1,748,422,067 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
