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KK

Kevin J. Koharki

CAE INVESTMENT ADVISORY
Lafayette, IN
Some features on this profile are disabled
CRD#: 4827990
KK

Professional summary

Kevin Joseph Koharki, who also goes by Kevin Koharki, is a registered financial advisor currently at CAE INVESTMENT ADVISORY, LLC located in Lafayette, Indiana.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kevin has worked at 2 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kevin Koharki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAE Consulting, LLC Non-investment-related 237 Stacey Hollow Drive, Lafayette, IN 47905 Consulting with corporations and individuals Founder November 2022 20 0 Develop training solutions for corporations and individuals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Joseph Koharki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2025 - Present

CAE INVESTMENT ADVISORY, LLC

RIA
CRD#: 334890
Lafayette, IN
Past

January 10, 2005 - January 20, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
ST.PETERSBUR, FL
Past

September 2, 2004 - January 20, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/17/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/1/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 11/8/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2004
General Securities Representative Examination

Current Firm

CI
CAE INVESTMENT ADVISORY, LLC
CAE INVESTMENT ADVISORY, LLC

CRD#: 334890 / SEC#:

Indiana
Registered Investment Advisory firm - (3/18/2025 Approved)
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Contact information

Main Address
237 Stacey Hollow Drive, Lafayette, IN 47905
Mailing Address
Phone number
(765) 637-3206
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

CAE INVESTMENT ADVISORY, LLC

CRD#: 334890Lafayette, IN

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