Markus Brox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Markus Brox was a registered financial professional .
Markus is a previously registered financial professional and started their career in finance in 2004. Markus had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2018 - December 31, 2022
ALLMERITS ASSET MANAGMENT, LLC
August 15, 2013 - December 31, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
November 9, 2010 - October 10, 2011
WORLD GROUP SECURITIES, INC.
December 20, 2005 - November 17, 2008
MSI FINANCIAL SERVICES, INC.
November 16, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 16, 2005 - November 17, 2008
MSI FINANCIAL SERVICES, INC.
October 21, 2004 - August 29, 2005
MORGAN STANLEY DW INC.
September 23, 2004 - August 29, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLMERITS ASSET MANAGMENT, LLC
CRD#: 294140 / SEC#:
Contact information
Red Flags
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