Chad D. Faulkenberry

JOURNEY STRATEGIC WEALTH LLC

Richmond, VA 23226

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CRD#: 4827957

Professional summary

Chad Dwight Faulkenberry, CFP®, CPWA®, who also goes by Chad D Faulkenberry, is a registered financial advisor currently at JOURNEY STRATEGIC WEALTH LLC located in Richmond, Virginia.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Chad has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad D Faulkenberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Aloma Church; non-investment related; 1815 FL-436 Winter Park FL 32792; religious/other; Facilitator- Financial Peace University Course; 1/31/24; less than 20; 0; Facilitation of Dave Ramsey's Financial Peace University- Course is video led of Dave Ramsey's "baby step" program followed by discussion questions about basic financial principles- primarily around emergency fund creation, debt payoff, long term savings and giving. No individualized advice provided. 2. Aloma Church Ministries; non-investment related; 1815 FL-436 Winter Park FL 32792; religious/other; Finance Committee Chair; 1/31/24; less than 20; 0; budget planning and management, financial reporting, fundraising, investment management, and developing financial policies and procedures 3. Central Florida Community Arts - Chair of Board of Directors. Winter Park, FL. No compensation received.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Dwight Faulkenberry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-04-07

Expire date: 2024-03-31

Experience

Current

January 14, 2025 - Present

JOURNEY STRATEGIC WEALTH LLC

Office #1: 7275 Glen Forest Drive Suite 206, Richmond, VA 23226

RIA

CRD#: 310648

Richmond, VA

Past

July 23, 2014 - June 13, 2024

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ORLANDO, FL

Past

July 14, 2014 - June 13, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Orlando, FL

Past

March 18, 2008 - June 26, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ORLANDO, FL

Past

March 14, 2008 - June 26, 2014

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ORLANDO, FL

Past

June 28, 2005 - March 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

ORLANDO, FL

Past

October 6, 2004 - March 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/14/2025)

IAR

Florida
(7/28/2025)

IAR

Georgia
(1/31/2025)

IAR

Louisiana
(9/24/2025)

IAR

North Carolina
(8/20/2025)

IAR

South Carolina
(8/4/2025)

IAR

Texas
(1/14/2025)

IAR

Virginia
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2004

General Securities Representative Examination

Current Firm

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

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Contact information

Main Address

47 Maple Street Suite 104, Summit, NJ 07901

Mailing Address

Phone number

(201) 905-0070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY STRATEGIC WEALTH, LLC DISCLOSURE BROCHURE & PRIVACY POLICY (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 3,764,311,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad D. Faulkenberry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Dwight Faulkenberry's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

JOURNEY STRATEGIC WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2004

Current Firm

JOURNEY STRATEGIC WEALTH LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY STRATEGIC WEALTH LLC

TRUST BUT VERIFY

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