James C. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Carlton Taylor JR, who also goes by James C Taylor, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2005. James had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2018 - October 11, 2019
RNP ADVISORY SERVICES, INC.
March 10, 2017 - October 16, 2019
SECURITIES AMERICA, INC.
December 18, 2008 - December 31, 2016
FOOTHILL SECURITIES, INC.
June 22, 2006 - December 31, 2017
RNP ADVISORY SERVICES, INC.
January 5, 2006 - December 17, 2008
EPLANNING SECURITIES, INC.
January 14, 2005 - December 31, 2005
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RNP ADVISORY SERVICES, INC.
CRD#: 113354 / SEC#: 801-60884
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
