Ashley K. Goggins

HIDDEN COVE WEALTH MANAGEMENT

Bainbridge Island, WA 98110

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CRD#: 4827913

Professional summary

Ashley Kristin Goggins, who also goes by Ashley Kristin Estolas, Ashley Kristin Goggins Ms., is a registered financial advisor currently at HIDDEN COVE WEALTH MANAGEMENT located in Bainbridge Island, Washington.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ashley has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Kristin Estolas | Ashley Kristin Goggins Ms.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Kristin Goggins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2022 - Present

HIDDEN COVE WEALTH MANAGEMENT

Office #1: 249 Winslow Way East Suite 100, Bainbridge Island, WA 98110

RIA

CRD#: 318677

Bainbridge Island, WA

Past

June 1, 2009 - September 29, 2021

MORGAN STANLEY

RIA

CRD#: 149777

Seattle, WA

Past

June 1, 2009 - September 29, 2021

MORGAN STANLEY

CRD#: 149777

Seattle, WA

Past

May 31, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SEATTLE, WA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SEATTLE, WA

Past

September 22, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SEATTLE, WA

Past

August 12, 2006 - September 26, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SEATTLE, WA

Past

November 2, 2005 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIDDEN COVE WEALTH MANAGEMENT

HIDDEN COVE WEALTH MANAGEMENT | HIDDEN COVE WEALTH MANAGEMENT, LLC

CRD#: 318677 / SEC#: 801-123527

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/23/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/28/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/29/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/29/2024

General Securities Sales Supervisor - Options Module Examination

Current Firm

HIDDEN COVE WEALTH MANAGEMENT

HIDDEN COVE WEALTH MANAGEMENT | HIDDEN COVE WEALTH MANAGEMENT, LLC

CRD#: 318677 / SEC#: 801-123527

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

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Contact information

Main Address

249 Winslow Way East Suite 100, Bainbridge Island, WA 98110

Mailing Address

Phone number

(206) 397-4890

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HCWM FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 335,173,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ashley K. Goggins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Kristin Goggins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

HIDDEN COVE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2008

Series 63

Date: 11/19/2005

Series 7TO

Date: 3/29/2024

SIE

Date: 10/1/2018

Series 31

Date: 2/23/2008

Series 7

Date: 9/28/2005

Series 10

Date: 3/29/2024

Series 9

Date: 3/29/2024

Current Firm

HIDDEN COVE WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIDDEN COVE WEALTH MANAGEMENT

TRUST BUT VERIFY

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