Ronald J. Tarantino
Professional summary
Ronald Joseph Tarantino, who also goes by Ronald Tarantino, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 2004. Ronald has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Joseph Tarantino's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2023 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 151 W 42nd Street 5th Floor, New York, NY 10036May 31, 2011 - February 15, 2023
CREDIT SUISSE SECURITIES (USA) LLC
December 9, 2009 - June 23, 2011
BARCLAYS CAPITAL INC.
April 16, 2007 - June 17, 2009
GOLDMAN SACHS & CO. LLC
September 24, 2004 - April 13, 2007
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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