Michael Bozzone

CORNERSTONE PLANNING GROUP

FAIRFEILD, NJ 07004

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CRD#: 4827739

Professional summary

Michael Bozzone, CFP®, ChFC®, who also goes by Michael Gerardo Bozzone, is a registered financial advisor currently at CORNERSTONE PLANNING GROUP located in Fairfeild, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Gerardo Bozzone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 297 Passaic Ave. Unit 2 Fairfield, NJ 07004; Start Date 02/2019; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bozzone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

ChFC^®

Chartered Financial Consultant

Experience

Current

May 11, 2020 - Present

CORNERSTONE PLANNING GROUP

Office #1: 297 Passaic Avenue Suite 2, Fairfeild, NJ 07004

RIA

CRD#: 307189

FAIRFEILD, NJ

Past

July 27, 2015 - May 12, 2020

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

FAIRFIELD, NJ

Past

June 19, 2015 - May 12, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

FAIRFIELD, NJ

Past

December 13, 2010 - April 8, 2015

CAREY FINANCIAL, LLC

CRD#: 15246

NEW YORK, NY

Past

March 5, 2010 - November 23, 2010

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

January 22, 2008 - February 8, 2010

COHEN & STEERS SECURITIES, LLC

CRD#: 29258

NEW YORK, NY

Past

August 30, 2006 - December 13, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MATAWAN, NJ

Past

June 28, 2006 - December 13, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MATAWAN, NJ

Past

July 12, 2004 - August 16, 2004

FERRETTI GROUP, INC.

CRD#: 47768

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE PLANNING GROUP

CRD#: 307189 / SEC#: 801-118222

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2006

General Securities Representative Examination

Current Firm

CORNERSTONE PLANNING GROUP

CRD#: 307189 / SEC#: 801-118222

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

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Contact information

Main Address

350 Passaic Avenue Suite 201, Fairfield, NJ 07004

Mailing Address

Phone number

(973) 487-3220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	2,646
AUM (Assets Under Management)	$ 650,035,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Bozzone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bozzone's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

CAREY FINANCIAL, LLC

HIGHTOWER SECURITIES, LLC

COHEN & STEERS SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FERRETTI GROUP, INC.

Primary Firm SEC Registration

CORNERSTONE PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2015

Series 66

Date: 8/29/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2006

Current Firm

CORNERSTONE PLANNING GROUP

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE PLANNING GROUP

TRUST BUT VERIFY

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