Scott D. Arndt
Professional summary
Scott David Arndt, who also goes by Scott D. Arndt, is a registered financial professional currently at FORVIS MAZARS CAPITAL ADVISORS, LLC located in Springfield, Missouri.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott David Arndt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2023 - Present
FORVIS MAZARS CAPITAL ADVISORS, LLC
Office #1: 910 East St Louis St Suite 200, Springfield, MO 65806January 22, 2018 - June 15, 2021
CAPITAL ONE SECURITIES, INC.
July 10, 2014 - February 17, 2016
UBS SECURITIES LLC
April 18, 2006 - July 9, 2014
DEUTSCHE BANK SECURITIES INC.
September 29, 2004 - March 27, 2006
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2024)
Exams
Series 7TO
Date: 12/16/2023
General Securities Representative ExaminationSeries 79TO
Date: 12/16/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FORVIS MAZARS CAPITAL ADVISORS, LLC
CRD#: 43427 / SEC#: , 8-50322
Contact information
FINRA licenses (27 States and Territories)
Documents
Red Flags
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Company Information
FORVIS MAZARS CAPITAL ADVISORS, LLC
CRD#: 43427Springfield, MO 65806TRUST BUT VERIFY
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