Nicholas S. Hall
Professional summary
Nicholas Sean Hall, who also goes by Sean Hall, is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2004. Nicholas has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Sean Hall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2012 - Present
INLAND SECURITIES CORPORATION
Office #1: 2901 Butterfield Road, Oak Brook, IL 60523September 1, 2004 - April 13, 2006
GELBER SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2014)
(10/3/2014)
Exams
Series 72
Date: 8/31/2004
Government Securities Representative ExaminationFINRA
Current Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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