Christopher T. Pasquale
Professional summary
Christopher Thomas Pasquale, who also goes by Christopher Pasquale, is a registered financial professional currently at NCMG LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Thomas Pasquale's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2025 - Present
NCMG LLC
Office #1: 767 3rd Ave Ste 2102, New York, NY 10017April 14, 2016 - June 16, 2022
GUGGENHEIM SECURITIES, LLC
October 1, 2008 - April 19, 2016
J.P. MORGAN SECURITIES LLC
August 23, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
September 24, 2004 - July 29, 2005
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NCMG LLC
CRD#: 317428 / SEC#: , 8-70824
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
