Nevil N. Shah

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CRD#: 4827575

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nevil N Shah, who also goes by Nevil Shah Mr., Nevil Shah, was a registered financial professional .

Nevil is a previously registered financial professional and started their career in finance in 2004. Nevil had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nevil Shah Mr. | Nevil Shah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 18, 2024 - March 5, 2024

MASTERWORKS ADVISERS, LLC

RIA

CRD#: 324239

NEW YORK, NY

Past

October 7, 2009 - May 19, 2010

HEDGE FUND CAPITAL PARTNERS, LLC

CRD#: 113326

BROOKLYN, NY

Past

April 2, 2007 - November 28, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

April 2, 2007 - November 28, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

December 5, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PURCHASE, NY

Past

December 5, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 8, 2004 - August 18, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SHORT HILLS, NJ

Past

October 6, 2004 - August 18, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/5/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/2004

General Securities Representative Examination

Current Firm

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

1 World Trade 57th Floor, New York, NY 10007

Mailing Address

Phone number

(203) 518-5172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASTERWORKS ADVISERS FORM ADV PART 2A SEPTEMBER 19,2025 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	625
AUM (Assets Under Management)	$ 1,983,059

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nevil N. Shah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MASTERWORKS ADVISERS, LLC

HEDGE FUND CAPITAL PARTNERS, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MASTERWORKS ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2022

Series 66

Date: 11/5/2004

Series 7

Date: 10/5/2004

Current Firm

MASTERWORKS ADVISERS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASTERWORKS ADVISERS, LLC

TRUST BUT VERIFY

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