DJ
Derrick R. Jackson
KESTRA ADVISORY SERVICES
Flagstaff, AZ
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CRD#: 4827295
DJ
Professional summary
Derrick Randolph Jackson, who also goes by Derrick Randolf Jackson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Flagstaff, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Flagstaff, Arizona.
Derrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Derrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derrick Randolf Jackson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Ryleigh Wealth Managment Investment Related: Yes Address: 9500 Offenhauser Dr Flagstaff AZ 86004 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Advisor Start Date: 9/3/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advisor and business owner Business Name: Ryleigh Wealth Management Investment Related: Yes Address: 9500 Offenhauser Dr Flagstaff AZ 86004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Advisor Start Date: 9/3/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Operate the organization as the principle as well as work as the sole investment representative, insurance agent and broker. Business Name: Ryleigh Wealth Management Investment Related: Yes Address: 9500 Offenhauser Dr Flagstaff AZ 86004 Nature of Business: Insurance Position, Title or Relationship: Insurance Broker Start Date: 1/25/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Identify Needs and sell Insurance to Ryleigh WM clients. Business Name: Ryen Property LLC Investment Related: Yes Address: 9500 Offenhauser Dr Flagstaff AZ 86004 Nature of Business: Real Estate Position, Title or Relationship: I am a Grantor/Trustee of the Trust which owns the LLC. Start Date: 3/10/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: This is my wife's business. She is the manager. I have no responsibilities with regard to Ryen Property. Business Name: KESTRA ADVISORY SERVICES POSITION: Managing Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 09/03/2020 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Financial Advisor and business owner
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Randolph Jackson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Flagstaff, AZ
Current
September 3, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Flagstaff, AZ
Past
November 24, 2008 - September 4, 2020
EDWARD JONES
RIA
CRD#: 250
FLAGSTAFF, AZ
Past
November 14, 2008 - September 4, 2020
EDWARD JONES
BD
CRD#: 250
FLAGSTAFF, AZ
Past
January 1, 2008 - November 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OVERLAND PARK, KS
Past
January 1, 2008 - November 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OVERLAND PARK, KS
Past
September 23, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
OVERLAND PARK, KS
Past
September 9, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2020)
IAR
Arizona(9/8/2020)
RR
California(9/3/2020)
RR
Colorado(9/3/2020)
RR
Florida(9/3/2020)
RR
Kansas(9/3/2020)
RR
Massachusetts(9/3/2020)
RR
Minnesota(8/5/2024)
RR
Missouri(9/3/2020)
RR
Nebraska(9/3/2020)
RR
Nevada(9/3/2020)
RR
New Hampshire(10/2/2020)
RR
Ohio(9/3/2020)
RR
Oregon(8/8/2022)
RR
Pennsylvania(9/3/2020)
RR
South Carolina(9/3/2020)
RR
South Dakota(9/3/2020)
RR
Texas(9/3/2020)
IAR
Texas(7/27/2023)
RR
Virginia(9/24/2020)
RR
Washington(9/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
