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KF

Kenneth B. Ford

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CRD#: 4827133
KF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Bowen Ford, who also goes by Kenneth Ford, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 2004. Kenneth had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kenneth Ford

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 9, 2013 - August 14, 2014

LOOKOUT CAPITAL MANAGEMENT, LP

RIA
CRD#: 159214
HOUSTON, TX
Past

June 13, 2011 - January 9, 2013

FORD INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 157541
HOUSTON, TX
Past

March 13, 2009 - July 5, 2011

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
HOUSTON, TX
Past

September 22, 2008 - July 5, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
HOUSTON, TX
Past

March 17, 2008 - October 15, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
HOUSTON, TX
Past

October 11, 2004 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/14/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


LC
LOOKOUT CAPITAL MANAGEMENT, LP
LOOKOUT CAPITAL MANAGEMENT, LP

CRD#: 159214 / SEC#:

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Contact information


Main Address
5433 Westheimer Suite 410, Houston, TX 77056
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOOKOUT CAPITAL MANAGEMENT, LP

CRD#: 159214

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