SN
Sean M. Nimmo
EMERGENT CAPITAL ADVISORS
HOUSTON, TX 77002
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CRD#: 4826911
SN
Professional summary
Sean Michael Nimmo, who also goes by Sean Nimmo, is a registered financial advisor currently at EMERGENT CAPITAL ADVISORS, LLC located in Houston, Texas and CHILTON CAPITAL MANAGEMENT LLC located in Houston, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Sean has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Nimmo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEMBER OF ECA STRATEGIC PARTNERS, LLC. ECA STRATEGIC PARTNERS, LLC IS A MEMBER OF EMERGENT CAPITAL ADVISORS, LLC, AN RIA AND INVESTMENT MANAGER OF ECA FUND, LP, A FUND OF FUNDS. ECA STRATEGIC PARTNERS, LLC IS A LIMITED PARTNER OF ECA FUND, GP, LLC, GENERAL PARTNER OF ECA FUND, LP. MEMBER OF EMERGENT CAPITAL ADVISORS, LLC, RIA AND INVESTMENT MANAGER OF ECA FUND, LP, A FUND OF FUND; MEMBER OF ECA FUND GP, LLC, GENERAL PARTNER OF ECA FUND, LLC. INVESTMENT RELATED; 40 HOURS PER WEEK; 2010 (WITH PREDECESSOR FIRM) TO PRESENT.
IA AT CHILTON CAPITAL MANAGEMENT, LLC, AN RIA. RESPONSIBLE FOR CLIENT DEVELOPMENT; 20 HOURS PER WEEK; INVESTMENT RELATED; 2010 TO PRESENT.
MEMBER OF THE TRUST COMMITTEE OF CHILTON CAPITAL MANAGEMENT TRUST COMPANY. NOT INVESTMENT RELATED; 5 HOURS PER MONTH; 2010 TO PRESENT.
FAMILY TRUSTEE OF THE SEAN M NIMMO 2014 IRREVOCABLE TRUST, AN ESTATE PLANNING VEHICLE AND HOLDER OF INVESTMENT IN ECA STRATEGIC PARTNERS, LLC; NOT INVESTMENT RELATED; 1 HOUR PER MONTH; 2014 TO PRESENT.
SNL Stables, LLC; Co-Manager with spouse; non-investment related; Oct 2018 to present; Spouse operates horse boarding facility on residence property. <1 hour per month.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Nimmo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2011 - Present
EMERGENT CAPITAL ADVISORS, LLC
Office #1: 1218 Webster St., Houston, TX 77002RIA
CRD#: 156112
HOUSTON, TX
Current
June 28, 2011 - Present
CHILTON CAPITAL MANAGEMENT LLC
Office #1: 1177 West Loop South Suite 1750, Houston, TX 77027-9062RIA
CRD#: 104592
Houston, TX
Current
May 2, 2012 - Present
RIDGEBACK SECURITIES, LTD
Office #1: 1218 Webster Street, Houston, TX 77002-8841BD
CRD#: 120448
Houston, TX
Past
August 1, 2011 - December 18, 2012
CHILTON CAPITAL MANAGEMENT ADVISORS INC.
RIA
CRD#: 112497
HOUSTON, TX
Past
August 26, 2008 - January 18, 2011
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
HOUSTON, TX
Past
August 26, 2008 - January 18, 2011
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
HOUSTON, TX
Past
March 4, 2008 - September 9, 2008
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
HOUSTON, TX
Past
October 11, 2004 - September 9, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHILTON CAPITAL MANAGEMENT LLC
CHILTON CAPITAL MANAGEMENT LLC | CHILTON CAPITAL MANAGEMENT, LLC | CHILTON CAPITAL MANAGEMENT LP
CRD#: 104592 / SEC#: 801-51061
RIA
Registered Investment Advisory firm - (2/9/1996 Approved)Texas
Registered Investment Advisory firm - (3/14/1996 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/2/2012)
RR
Connecticut(5/2/2012)
RR
Florida(9/3/2014)
RR
Georgia(5/2/2012)
RR
Illinois(10/20/2022)
RR
Kentucky(5/2/2012)
RR
Louisiana(5/2/2012)
RR
Maryland(5/2/2012)
RR
Massachusetts(5/2/2012)
RR
New Jersey(10/20/2022)
RR
New York(5/2/2012)
RR
North Carolina(10/20/2022)
RR
Ohio(10/20/2022)
RR
Pennsylvania(10/20/2022)
RR
South Dakota(10/20/2022)
IAR
Texas(2/8/2011)
RR
Texas(5/2/2012)
RR
Virginia(5/2/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHILTON CAPITAL MANAGEMENT LLC
CHILTON CAPITAL MANAGEMENT LLC | CHILTON CAPITAL MANAGEMENT, LLC | CHILTON CAPITAL MANAGEMENT LP
CRD#: 104592 / SEC#: 801-51061
RIA
Registered Investment Advisory firm - (2/9/1996 Approved)Texas
Registered Investment Advisory firm - (3/14/1996 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1177 West Loop South Suite 1750, Houston, TX 77027-9062
Mailing Address
Phone number
(713) 650-1995
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 2,665,699,649 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CHILTON CAPITAL MANAGEMENT LLC
CRD#: 104592Houston, TX 77002TRUST BUT VERIFY
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