Sean Michael Nimmo
Professional Summary
Sean Michael Nimmo, who also goes by Sean Nimmo, is a registered financial advisor currently at EMERGENT CAPITAL ADVISORS, LLC located in Houston, Texas and CHILTON CAPITAL MANAGEMENT LLC located in Houston, Texas. Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Sean has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sean Nimmo
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Current Firm
CHILTON CAPITAL MANAGEMENT LLC | CHILTON CAPITAL MANAGEMENT, LLC | CHILTON CAPITAL MANAGEMENT LP
Contact Information
Main Address
1177 West Loop South Suite 1200, Houston, TX 77027-9062Phone Number
(713) 650-1995# of Employees
27SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,166AUM (Assets Under Management)
$3,233,678,496Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
CHILTON CAPITAL MANAGEMENT LLC | CHILTON CAPITAL MANAGEMENT, LLC | CHILTON CAPITAL MANAGEMENT LP
State Registrations and Notice Filings
(5/2/2012)
(5/2/2012)
(9/3/2014)
(5/2/2012)
(10/20/2022)
(5/2/2012)
(5/2/2012)
(5/2/2012)
(5/2/2012)
(10/20/2022)
(5/2/2012)
(10/20/2022)
(10/20/2022)
(10/20/2022)
(10/20/2022)
(3/12/2026)
(2/8/2011)
(5/2/2012)
(5/2/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Nimmo's CRS (Customer Relationship Summary).
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC