Madelon R. Johnson

ASSETMARK

Seffner, FL

Some features on this profile are disabled

CRD#: 4826887

Professional summary

Madelon Ross Johnson, who also goes by Madelon Camille Ross, Madelon C Ross Johnson, is a registered financial advisor currently at ASSETMARK, INC. located in Seffner, Florida and ASSETMARK BROKERAGE, LLC located in Concord, California.

Madelon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Madelon has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Madelon Camille Ross | Madelon C Ross Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Madelon Ross Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2022 - Present

ASSETMARK, INC.

RIA

CRD#: 109018

Seffner, FL

Current

February 28, 2022 - Present

ASSETMARK BROKERAGE, LLC

Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520

CRD#: 169804

Concord, CA

Past

September 23, 2021 - January 21, 2022

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Seffner, FL

Past

September 17, 2021 - January 21, 2022

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

WASHINGTON, DC

Past

August 24, 2015 - August 17, 2021

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

BRANDON, FL

Past

June 10, 2013 - August 13, 2015

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

TAMPA, FL

Past

April 19, 2011 - June 29, 2011

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

April 8, 2011 - June 29, 2011

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

January 12, 2010 - March 8, 2010

AMERICAN FIDELITY SECURITIES, INC.

CRD#: 11852

OKLAHOMA CITY, OK

Past

October 19, 2005 - June 18, 2009

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

TAMPA, FL

Past

October 19, 2005 - June 18, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

TAMPA, FL

Past

November 10, 2004 - June 27, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/8/2025)

Connecticut
(1/8/2025)

Delaware
(1/8/2025)

District of Columbia
(1/8/2025)

Florida
(2/28/2022)

IAR

Florida
(7/28/2022)

Georgia
(1/8/2025)

Illinois
(1/8/2025)

Indiana
(1/8/2025)

Kentucky
(1/8/2025)

Maine
(1/8/2025)

Maryland
(1/8/2025)

Massachusetts
(1/8/2025)

Michigan
(1/8/2025)

Mississippi
(1/8/2025)

New Hampshire
(1/8/2025)

New Jersey
(1/8/2025)

New York
(1/8/2025)

North Carolina
(1/8/2025)

Ohio
(1/10/2025)

Pennsylvania
(1/8/2025)

Rhode Island
(1/8/2025)

South Carolina
(1/8/2025)

Tennessee
(1/8/2025)

Vermont
(1/8/2025)

Virginia
(1/8/2025)

West Virginia
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1655 Grant Street 10th Floor, Concord, CA 94520-2445

Mailing Address

Phone number

(800) 664-5345

Established

Firm type

Fiscal year end

# of Employees

735

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSETMARK, INC. PART 2A (12/15/2025)

REFERRAL DISCLOSURE BROCHURE (12/15/2025)

PLATFORM DISCLOSURE BROCHURE (12/15/2025)

BANK AND TRUST COMPANY PLATFORM DISCLOSURE BROCHURE (12/15/2025)

EFFICIENT EDGE RETIREREADY DISCLOSURE BROCHURE (12/15/2025)

ASSETMARK RETIREMENT DISCLOSURE BROCHURE (12/15/2025)

EFFICIENT EDGE DISCLOSURE BROCHURE (12/15/2025)

Regulatory assets under management

Total Number of Accounts	410,749
AUM (Assets Under Management)	$ 77,412,781,198

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
12/19/2024	Cover Page	Report
08/23/2024	Cover Page	Report
12/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Madelon R. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Madelon Ross Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETMARK BROKERAGE, LLC

MISSIONSQUARE RETIREMENT

MISSIONSQUARE WEALTH MANAGEMENT

CUNA BROKERAGE SERVICES, INC.

NORTHERN TRUST SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

AMERICAN FIDELITY SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

EDWARD JONES

Primary Firm SEC Registration

ASSETMARK, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2021

Series 63

Date: 12/9/2004

SIE

Date: 10/1/2018

Series 7

Date: 11/9/2004

FINRA

Current Firm

ASSETMARK, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASSETMARK, INC.

TRUST BUT VERIFY

Similar Advisors