Stephen Christopher Lane
CFP®Professional Summary
Stephen Christopher Lane, CFP® is a registered financial advisor currently at THE PERSPECTIVE GROUP located in Lawrence, Kansas and LPL FINANCIAL LLC located in Lawrence, Kansas. Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Stephen has worked at 2 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
THE PERSPECTIVE GROUP | THE PERSPECTIVE GROUP, LLC
Contact Information
Main Address
1421 Research Park Drive Suite 3a, Lawrence, KS 66044Phone Number
(785) 749-1881# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
554AUM (Assets Under Management)
$225,078,095Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
THE PERSPECTIVE GROUP | THE PERSPECTIVE GROUP, LLC
State Registrations and Notice Filings
(6/25/2012)
(6/25/2012)
(6/25/2012)
(6/25/2012)
(1/9/2020)
(12/11/2024)
(5/13/2010)
(1/8/2015)
(1/2/2026)
(9/3/2004)
(1/11/2016)
(1/9/2020)
(1/23/2020)
(1/9/2026)
(1/9/2020)
(1/5/2007)
(1/17/2019)
(11/19/2014)
(1/9/2020)
(1/16/2025)
(4/28/2010)
(5/24/2012)
(6/25/2012)
(6/15/2010)
(1/3/2022)
(2/18/2005)
(12/11/2018)
(3/8/2017)
(6/25/2012)
(9/14/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Christopher Lane's CRS (Customer Relationship Summary).
Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
TOR BROKERAGE LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
