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Michael Howard Stabile

LOCORR DISTRIBUTORS
EXCELSIOR, MN
·CRD# 4826738·22 years experience

Professional Summary

Michael Howard Stabile, who also goes by Michael Stabile, is a registered financial advisor currently at LOCORR DISTRIBUTORS, LLC located in Excelsior, Minnesota. Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Stabile

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

LOCORR DISTRIBUTORS, LLC·CRD# 41782
BD
687 Excelsior Blvd, Excelsior, MN 55331
July 20, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Portland, ME
May 17, 2021 - July 5, 2023
ALLIANZ GLOBAL INVESTORS U.S. LLC·CRD# 149003
RIA
Rancho Mission Viejo, CA
February 4, 2021 - February 23, 2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC·CRD# 25567
BD
New York, NY
February 28, 2008 - February 23, 2021
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Melville, NY
August 6, 2004 - March 5, 2008

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Current Firm

LD
LOCORR DISTRIBUTORS, LLC

LOCORR DISTRIBUTORS, LLC | STRATEGIC TRADING, INC. | OCTAVUS LLC

CRD#: 41782 / SEC#: 8-49568
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

687 Excelsior Blvd, Excelsior, MN 55331

Mailing Address

687 Excelsior Blvd, Excelsior, MN 55331

Phone Number

(952) 767-6900

Established

Minnesota since 02/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OCTAVUS GROUP LLCOWNER—
KINZIE, KEVIN MICHAELCEO4384324
ESSEN, JON CHADWICKPRINCIPAL, CFO, FINOP2469593
HULL, BRIAN FRANCISCCO2685889

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/20/2023)
RR
Minnesota
(7/20/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Howard Stabile's CRS (Customer Relationship Summary).

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