Jason R. Segawa
INDEPENDENT FINANCIAL GROUP
Honolulu, HI 96814
Some features on this profile are disabled
CRD#: 4826346
Professional summary
Jason Riichi Segawa, CFP® is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Honolulu, Hawaii.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) WESTLEY R. SEGAWA & ASSOCIATES POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/20/1990 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: INDEPENDENT CONTRACTOR/CONSULTANT FOR WESTLEY R. SEGAWA & ASSOCIATES A FAMILY-OWNED CIVIL & STRUCTURAL ENGINEERING FIRM (2) RENTAL PROPERTY POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2009 ADDRESS: 1687 Pensacola Street, Honolulu HI 96822, United States DESCRIPTION: 50% OWNER OF RENTAL PROPERTY SINCE (3) NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS(NAIFA) POSITION: Member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: MEMBER OF NAIFA (4) HAWAII ESTATE PLANNING COUNCIL POSITION: member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: MEMBER OF HAWAII ESTATE PLANNING COUNCIL (5) SEGAWA CONSULTING GROUP, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/13/2015 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (6) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2004 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: HI INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. TBD, TAX PREPARATION POSITION: Agent/Representative NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/25/2025 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: Plan to add tax preparation to services. Business partner Alex Tokunaga, CPA will be 50% owner. My duties will be referring clients and prospects to tax service and assisting clients in scanning tax forms needed and communication in relation to completing tax services KIPUKA FOUNDATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2024 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: Will be President of this private foundation involving immediate family members, including parents, siblings, inlaws, and nieces and nephews SAGE SCHOLARS POSITION: Agent/Representative NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1580 Makaloa St, Suite 1111, Honolulu HI 96814, United States DESCRIPTION: This OBA was approved originally in 2014 but I now see it was declined in 2020 for unknown reason. I have the original approval on file. This is a points program, similar to airline mileage, but clients get a points equal to 5% of their AUM with advisor. These points can be redeemed for college tuition at participating colleges. This does not cost clients to sign up. Cost advisor approx $900 a year to offer this to clients.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Riichi Segawa's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Riichi Segawa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 14, 2013 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1580 Makaloa St Suite 1111, Honolulu, HI 96814RIA
BD
CRD#: 7717
Honolulu, HI
Current
January 14, 2013 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1580 Makaloa St Suite 1111, Honolulu, HI 96814RIA
BD
CRD#: 7717
Honolulu, HI
Past
May 8, 2012 - January 14, 2013
BFC PLANNING, INC.
RIA
CRD#: 119682
HONOLULU, HI
Past
May 8, 2012 - January 14, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
CEDAR RAPIDS, IA
Past
March 5, 2012 - May 18, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
HONOLULU, HI
Past
September 4, 2009 - May 18, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
HONOLULU, HI
Past
August 23, 2004 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/11/2019)
RR
Arizona(4/28/2021)
RR
California(1/14/2013)
RR
Florida(11/25/2016)
RR
Hawaii(1/14/2013)
IAR
Hawaii(1/14/2013)
RR
Nevada(5/31/2016)
RR
Oregon(1/6/2017)
RR
Puerto Rico(6/25/2021)
RR
Utah(1/14/2013)
RR
Washington(3/4/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Honolulu, HI 96814TRUST BUT VERIFY
Monitor Jason Segawa
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
