David I. Friedman

WESTWOOD MANAGEMENT CORP

Dallas, TX 75201

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CRD#: 4826114

Professional summary

David I Friedman, who also goes by David I Friedman Mr., David Friedman, is a registered financial advisor currently at WESTWOOD MANAGEMENT CORP located in Dallas, Texas and SALIENT CAPITAL L.P. located in Dallas, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David I Friedman Mr. | David Friedman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Westwood Management Corp.; New Canaan, CT; Investment Related; Started 7/8/2019; Financial Sales; Senior External Wholesaler; External Wholesaler; 160 hours per month with 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David I Friedman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2019 - Present

WESTWOOD MANAGEMENT CORP

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

RIA

CRD#: 110269

Dallas, TX

Current

January 5, 2025 - Present

SALIENT CAPITAL L.P.

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

CRD#: 147912

Dallas, TX

Past

August 30, 2019 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

May 24, 2011 - July 8, 2019

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Ridgefield, CT

Past

October 7, 2010 - May 24, 2011

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

NEW YORK, NY

Past

February 18, 2010 - October 7, 2010

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

NEW YORK, NY

Past

February 18, 2010 - July 8, 2019

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

November 15, 2004 - January 29, 2010

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

September 1, 2004 - January 29, 2010

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(1/26/2023)

Connecticut
(1/5/2025)

Delaware
(1/5/2025)

District of Columbia
(1/5/2025)

Maine
(1/5/2025)

Maryland
(1/5/2025)

Massachusetts
(1/5/2025)

New Hampshire
(1/5/2025)

New Jersey
(1/5/2025)

New York
(1/5/2025)

Pennsylvania
(1/5/2025)

Rhode Island
(1/5/2025)

IAR

Texas
(8/5/2019)

Vermont
(1/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

103

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD MANAGEMENT CORP. INVESTMENT ADVISER BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 12,802,824,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David I. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David I Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALIENT CAPITAL L.P.

FORESIDE FUND SERVICES, LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

EAGLE STRATEGIES LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

Primary Firm SEC Registration

WESTWOOD MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2004

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD MANAGEMENT CORP

TRUST BUT VERIFY

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