Michael J. Cavallaro
Professional summary
Michael Joseph Cavallaro is a registered financial professional currently at MJ CAPITAL PARTNERS, LLC located in Los Angeles, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Cavallaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2014 - Present
MJ CAPITAL PARTNERS, LLC
Office #1: One California Plaza 300 Grand Ave., Suite 4050, Los Angeles, CA 90071October 10, 2011 - March 22, 2013
FIG PARTNERS, LLC
July 17, 2006 - November 9, 2011
HOVDE GROUP, LLC
October 28, 2004 - April 28, 2006
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2018)
(6/20/2014)
(2/5/2018)
(9/30/2020)
(10/15/2021)
(1/19/2021)
(9/19/2020)
(1/31/2018)
(3/2/2021)
(9/28/2020)
(10/9/2020)
(1/11/2021)
(10/2/2020)
(5/24/2021)
(10/14/2020)
(10/14/2020)
(1/14/2021)
(5/19/2021)
(1/22/2018)
(9/28/2020)
(12/7/2021)
(1/19/2018)
(1/11/2018)
(10/9/2020)
(10/21/2021)
(4/8/2021)
(5/5/2021)
(1/25/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MJ CAPITAL PARTNERS, LLC
CRD#: 150938 / SEC#: , 8-68316
Contact information
FINRA licenses (28 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
