Jeremy E. Johansen
Professional summary
Jeremy Eric Johansen is a registered financial advisor currently at SOFI WEALTH LLC located in Cottonwood Heights, Utah and SOFI SECURITIES LLC located in Cottonwood Heights, Utah.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jeremy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Eric Johansen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2020 - Present
SOFI WEALTH LLC
Office #1: 2750 East Cottonwood Pkwy Suite 300, Cottonwood Heights, UT 84121September 30, 2020 - Present
SOFI SECURITIES LLC
Office #1: 2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121October 6, 2020 - October 13, 2020
SOFI WEALTH LLC
September 26, 2016 - September 11, 2019
KESTRA ADVISORY SERVICES, LLC
September 26, 2016 - September 11, 2019
KESTRA INVESTMENT SERVICES, LLC
September 2, 2014 - August 15, 2016
J.P. MORGAN SECURITIES LLC
August 29, 2014 - August 15, 2016
J.P. MORGAN SECURITIES LLC
February 15, 2013 - August 18, 2014
STRATEGIC ADVISERS LLC
August 30, 2004 - August 15, 2014
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2020)
(9/30/2020)
(10/6/2020)
(10/1/2020)
(10/1/2020)
(10/8/2020)
(10/1/2020)
(10/7/2020)
(10/1/2020)
(10/1/2020)
(11/12/2020)
(10/1/2020)
(10/1/2020)
(10/6/2020)
(10/6/2020)
(10/6/2020)
(10/14/2020)
(10/7/2020)
(10/5/2020)
(10/2/2020)
(10/1/2020)
(2/10/2021)
(10/2/2020)
(10/1/2020)
(10/2/2020)
(10/7/2020)
(10/1/2020)
(10/6/2020)
(10/12/2020)
(10/2/2020)
(10/1/2020)
(10/1/2020)
(10/1/2020)
(10/5/2020)
(9/30/2020)
(10/1/2020)
(10/5/2020)
(10/1/2020)
(10/6/2020)
(10/15/2020)
(10/1/2020)
(9/30/2020)
(10/14/2020)
(9/30/2020)
(10/1/2020)
(10/1/2020)
(10/6/2020)
(10/1/2020)
Exams
FINRA
Current Firm
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
