Matthew J. Ruttenberg
Professional summary
Matthew James Ruttenberg, who also goes by Matthew J Ruttenberg, is a registered financial advisor currently at LIFE, INC. RETIREMENT SERVICES located in Babcock Ranch, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Ruttenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2019 - Present
LIFE, INC. RETIREMENT SERVICES
October 28, 2013 - October 25, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 23, 2013 - October 25, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 8, 2011 - October 28, 2013
J. W. COLE ADVISORS, INC.
September 2, 2010 - October 28, 2013
J.W. COLE FINANCIAL, INC.
August 1, 2006 - August 27, 2010
FIFTH THIRD SECURITIES, INC.
August 26, 2004 - June 16, 2006
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/5/2020)
(11/21/2019)
(6/14/2023)
(11/15/2019)
Exams
Current Firm
LIFE, INC. RETIREMENT SERVICES
CRD#: 173073 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 99,743,000 |
Red Flags
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