Trey K. Taylor

LEAP WEALTH MANAGEMENT

DALLAS, TX 75214

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CRD#: 4825891

Professional summary

Trey Kenyon Taylor is a registered financial advisor currently at LEAP WEALTH MANAGEMENT located in Dallas, Texas.

Trey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Trey has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT INVESTMENT RELATED SALE OF FIXED INSURANCE AND/OR ANNUITIES LESS THAN 10 HOURS PER MONTH DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trey Kenyon Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2018 - Present

LEAP WEALTH MANAGEMENT

Office #1: 6301 Gaston Ave Suite 205, Dallas, TX 75214

RIA

CRD#: 152253

DALLAS, TX

Past

April 19, 2010 - May 24, 2018

LEAP WEALTH MANAGEMENT

RIA

CRD#: 152253

DALLAS, TX

Past

October 28, 2004 - April 22, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANO, TX

Past

October 28, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 28, 2004 - April 22, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEAP WEALTH MANAGEMENT

LEAP WEALTH MANAGEMENT | LWEALTH, LLC

CRD#: 152253 / SEC#: 801-112978

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/29/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2004

General Securities Representative Examination

Current Firm

LEAP WEALTH MANAGEMENT

LEAP WEALTH MANAGEMENT | LWEALTH, LLC

CRD#: 152253 / SEC#: 801-112978

RIA

Registered Investment Advisory firm - (4/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/29/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/24/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/24/2018 Terminated)

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Contact information

Main Address

6301 Gaston Ave Suite 205, Dallas, TX 75214

Mailing Address

Phone number

(214) 420-7441

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEAP WEALTH MANAGEMENT WRAP BROCHURE (3/11/2025)

LEAP WEALTH MANAGEMENT ADV PART 2A BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,146
AUM (Assets Under Management)	$ 272,456,881

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Trey K. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trey Kenyon Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEAP WEALTH MANAGEMENT

LEAP WEALTH MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LEAP WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2004

Series 7

Date: 10/25/2004

Current Firm

LEAP WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEAP WEALTH MANAGEMENT

TRUST BUT VERIFY

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