William S. Bloom
Professional summary
William Scott Bloom, who also goes by Will Scott Bloom, is a registered financial professional currently at CCS TRANSACTIONS, LLC located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 4 firms and has passed the Series 63, Series 62, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Scott Bloom's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
CCS TRANSACTIONS, LLC
Office #1: 110 North Wacker Drive Suite 3975, Chicago, IL 60606September 21, 2009 - July 1, 2010
BCC ADVISORY SERVICES, LLC
December 20, 2007 - March 26, 2009
BANC OF AMERICA SECURITIES LLC
August 23, 2004 - May 29, 2008
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2015)
(7/18/2013)
(1/21/2011)
(12/6/2018)
(10/19/2023)
(12/6/2016)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CCS TRANSACTIONS, LLC
CRD#: 149901 / SEC#: , 8-68203
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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