Jason R. Navolio

KEY INVESTMENT SERVICES LLC

Rochester, NY 14623

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CRD#: 4825674

Professional summary

Jason R Navolio, CFP®, who also goes by Jason Robert Navolio, Jason Navolio, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Rochester, New York.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Robert Navolio | Jason Navolio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Henrietta Chamber of Commerce- 01/01/2021- 280 Calkins Rd, Rochester, NY 14632- position- Board Member- zero income. 8hrs/month, 4 during trading hours. HENRIETTA CHAMBER OF COMNMERCE POSITION: Board Member NATURE: Social organization for community development INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2023 ADDRESS: 280 Calkins Rd, Rochester NY 14623, United States DESCRIPTION: Board member. Promote membership to chamber and coordinate events for the members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason R Navolio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jason R Navolio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

August 8, 2022 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 1000 Hylan Dr., Rochester, NY 14623

RIA

CRD#: 136300

Rochester, NY

Current

August 8, 2022 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 1000 Hylan Dr., Rochester, NY 14623

RIA

CRD#: 136300

Rochester, NY

Past

June 9, 2021 - August 15, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NY

Past

June 9, 2021 - August 15, 2022

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

January 23, 2019 - June 9, 2021

M&T SECURITIES, INC.

RIA

CRD#: 17358

ROCHESTER, NY

Past

January 16, 2019 - June 9, 2021

M&T SECURITIES, INC.

CRD#: 17358

ROCHESTER, NY

Past

September 12, 2014 - September 25, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

SYRACUSE, NY

Past

September 11, 2014 - September 25, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

SYRACUSE, NY

Past

November 28, 2011 - September 5, 2014

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

PLYMOUTH MEETING, PA

Past

November 28, 2011 - September 5, 2014

CITIZENS SECURITIES, INC.

CRD#: 39550

PLYMOUTH MEETING, PA

Past

March 18, 2010 - November 18, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FORT LEE, NJ

Past

March 18, 2010 - November 18, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FORT LEE, NJ

Past

November 13, 2009 - March 5, 2010

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

NEW CASTLE, PA

Past

November 13, 2009 - March 5, 2010

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

NEW CASTLE, PA

Past

September 9, 2005 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

BUTLER, PA

Past

September 9, 2005 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

BUTLER, PA

Past

April 27, 2005 - September 6, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSBURGH, PA

Past

March 25, 2005 - September 6, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/31/2022)

Florida
(8/8/2022)

Georgia
(7/11/2025)

New Jersey
(10/23/2025)

New York
(8/8/2022)

IAR

New York
(8/8/2022)

North Carolina
(10/21/2022)

Tennessee
(8/8/2022)

Washington
(8/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/20/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/24/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/23/2010

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/5/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Phone number

(888) 547-2968

Established

Ohio since 06/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,131

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

KIS FORM ADV PART 2A APPENDIX 1 (4/21/2025)

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE OWNER	566
CALABRESE, GIUSEPPE NMN	CO-CEO/PRESIDENT	5013231
DOUCE, MARK IVAN	CHIEF COMPLIANCE OFFICER	2959137
GULLA, MATTHEW TODD	CHIEF ADMINISTRATIVE OFFICER	3040637
HOTZ, BURTON BRUCE NICHOLAS	CHIEF RISK OFFICER	3025138
JANOFSKY, PAULA MARIE	OPERATIONS OFFICER	2882776
KOVACHICK, MARK ALLAN	CHIEF FINANCIAL OFFICER/DIRECTOR	5390571
SCHMIDT, SOLOMON LEE	CO-CEO/PRESIDENT	4404279
SKARDA, JOSEPH BRIEL	HEAD OF KEY WEALTH MANAGEMENT	4288186
THEBERGE, JONATHAN MARC	CHIEF OPERATIONS OFFICER	7722891
WEICK, PAUL ALFRED II	CHIEF LEGAL OFFICER	2286289

Regulatory assets under management

Total Number of Accounts	27,533
AUM (Assets Under Management)	$ 6,107,213,206

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason R. Navolio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason R Navolio's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason R Navolio's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2005

Series 52TO

Date: 1/2/2023

SIE

Date: 9/25/2018

Series 31

Date: 5/20/2005

Series 7

Date: 3/24/2005

Series 53

Date: 7/23/2010

Series 24

Date: 7/5/2006

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KEY INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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