Benjamin P. Sobel
Professional summary
Benjamin Paris Sobel, who also goes by Ben Sobel, Benjamin Sobel, is a registered financial professional currently at TRUMID FINANCIAL LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2004. Benjamin has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Paris Sobel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
TRUMID FINANCIAL LLC
Office #1: 1411 Broadway Suite 2410, New York, NY 10018August 2, 2021 - June 22, 2022
ELECTRONIFIE SECURITIES LLC
May 3, 2018 - May 26, 2021
GOLDMAN SACHS & CO. LLC
November 1, 2010 - April 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
January 11, 2010 - July 16, 2010
NOMURA SECURITIES INTERNATIONAL, INC.
September 14, 2004 - November 4, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2021)
Exams
Series 57TO
Date: 8/28/2020
Securities Trader ExamFINRA
Current Firm
TRUMID FINANCIAL LLC
CRD#: 172129 / SEC#: , 8-69500
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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